Job requirements Broker in Canada Green job Help - Green job – Help
Find out what you typically need to work as a broker in Canada. These requirements are applicable to all Securities agents, investment dealers and brokers (NOC 11103).
Employment requirements
This is what you typically need for the job.
- A bachelor's or master's degree in economics, business or other discipline is usually required.
- A recognized financial designation may be required (CFA, CFP, CIM or others).
- Securities sales representatives and brokers require completion of industry investment and sales training programs and completion of licensing courses such as the Canadian Securities Course and the Conduct and Practices Handbook Course offered by the Canadian Securities Institute, or acceptable alternatives such as completion of one or more levels of the CFA Program, offered by CFA Institute.
- Specialized courses are also available for securities sales representatives and brokers who want to trade in specific investment products such as securities options and futures contracts.
- Licensure by the provincial securities commission in the province of employment or a recognized self-regulatory organization is required for securities agents, investment dealers and brokers.
Professional certification and licensing
You might need to get a certification and/or license from a regulatory authority (or become registered as an apprentice) before you start working. Find out if this occupation is regulated and contact the regulatory authority to learn about the certification and/or licensing process.
Get your foreign credentials recognized in Canada
If you are a newcomer and want to work in a regulated job, you must have your training, education or work experience from another country assessed. This shows if your qualifications are recognized in Canada. This process is called foreign credential recognition.
The steps to get a license or certification are different in each province or territory. You will need to contact the regulatory authority where you want to work to learn what to do.
Did you know?
Getting your qualifications recognized and obtaining a professional license or certification in Canada can take time, money, and effort. If you need help, you can:
- Use free newcomer services that can support credential recognition and certification in Canada.
- Find loans and support services that you may be eligible for.
- Learn about the foreign credential
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Ontario
Prince Edward Island
Québec
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Yukon
Do you want to work in another province or territory?
If you are already certified to work in a regulated occupation in your province or territory, it will be easier for you to have your certification recognized in another province or territory. See the Workers Mobility's website to learn more.
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